Sample Stratification

Stratify population items into caller-supplied value bands.

Description

Value stratification separates a population into caller-defined size bands.

Value stratification separates a population into caller-defined size bands.1

Stratify population items into caller-supplied value bands.

When to use Sample Stratification

Use this tool to stratify population items into caller-supplied value bands.

Prepare the documented facts, aligned totals or expected/observed evidence labels requested. Choose applicable requirements and thresholds separately before interpreting a planning screen.

How to use Sample Stratification and understand its results

  1. Prepare the documented facts, aligned totals or expected/observed evidence labels requested. Choose applicable requirements and thresholds separately before interpreting a planning screen.
  2. Enter itemValues, largeThreshold, mediumThreshold using the field table and calculation rules, then run the tool.
  3. Read largeCount, mediumCount, smallCount, largeValueSharePercent. The explanation below defines the units, signs, ordering and any flags or placeholder values.
  4. If the tool reports an input issue, correct the values and run it again. Apply the stated assumptions when interpreting a successfully returned result.
Input fieldMeaningValue type; see rules belowRequirement
itemValuesPopulation item valueslist of numberRequired
largeThresholdLarge-item thresholdnumber; minimum: 0Required
mediumThresholdMedium-item thresholdnumber; minimum: 0Required

Enter nonempty nonnegative values and ordered nonnegative thresholds. Return counts and large-value share; zero total gives zero share.

large≥largeLimit; medium≥mediumLimit and <largeLimit; small<mediumLimit

Units, indexing, boundary conditions and exceptional cases are defined in the calculation rules above.

Output fieldMeaningValue type
largeCountLarge item countinteger; minimum: 0
mediumCountMedium item countinteger; minimum: 0
smallCountSmall item countinteger; minimum: 0
largeValueSharePercentLarge-item value share (%)number; minimum: 0; maximum: 100
json
{
  "input": {
    "itemValues": [
      1000,
      500,
      100,
      50
    ],
    "largeThreshold": 800,
    "mediumThreshold": 200
  },
  "output": {
    "largeCount": 1,
    "mediumCount": 1,
    "smallCount": 2,
    "largeValueSharePercent": 60.60606060606061
  }
}

Limitations and assumptions

No audit sample is selected and no risk or representativeness inference is made.

Numeric inputs, where present, must be finite. Follow the calculation-specific rules for overflow, underflow and exceptional cases. Lists are limited to 100,000 entries; the rules above may require smaller limits. Missing required fields, extra fields, wrong value types and violations of the calculation rules are input errors.

Alternative or Complementary methods

Use Sampling Coverage: Measure audit sample coverage by item count and value. For a complementary task, use Significant Transaction Class: Score a transaction class for audit significance.

References

  1. Sample Stratification — tool.io

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